Missouri River
Basin Association

*  *  *

2003 Litigation Activities

 

 

 

 

Stenehjem asks high court to hear river case

By RICHARD HINTON

Bismarck Tribune

Wednesday, December 31, 2003

The dispute between recreational interests and navigation interests along the Missouri River could be heading to the U.S. Supreme Court.

North Dakota Attorney General Wayne Stenehjem has asked the high court to review a federal appeals court decision that permits the U.S. Army Corps of Engineers to release water from upstream reservoirs to benefit barge traffic downstream.

The case involves a lawsuit the state filed against the corps in 2002, asserting that the corps was unlawfully harming the lake's walleye fishery by lowering the level of
Lake Sakakawea during the spring rainbow smelt spawning season. Smelt, the primary food of walleye and other game fish, need a steady lake level to ensure the eggs aren't left high and dry.

The corps appealed to the 8th U.S. Circuit Court of Appeals, which ruled that the corps could continue to draw down the lake.

At issue is the Flood Control Act of 1944. Stenehjem contends the act does not give navigation priority over recreation uses, which is what the appeals court ruled.

"The 8th Circuit was plain wrong when it ruled the Flood Control Act gives navigation priority over recreation," Stenehjem said. His position is the act gives recreation and navigation equal priority.

Stenehjem said the national implications of the case are tremendous.

"It's a dispute between states and involves the federal government as well," he said. "Those are the kinds of things the Supreme Court does tend to be interested in, but the odds are long."

Paul Johnston, a spokesman for the corps in
Omaha, Neb., said the courthouse is available for all parties, noting there are lawsuits representing all sides in the river management dispute.

The petition was filed jointly by
North Dakota and South Dakota. It likely will be several months before the court rules on whether it will hear the case. If the high court decides to hear the case, briefs and arguments could come late next year, Stenehjem said.

Stenehjem said the deadline for doing anything about the appeals court's ruling is today.

"We had to make a decision, and we had a very good brief," he said.

Charles Carvell, director of the natural resources and Indian affairs division of the attorney general's office, is the chief author of the petition.

"I think we've placed a petition and brief that could cause the Supreme Court to give it serious consideration," Stenehjem said.

 

 

S.D. asks for Supreme Court ruling on Missouri

Ben Shouse
Sioux FallsArgus Leader

Wednesday, December 31, 2003

 

Recreation deserves more consideration, state argues

South Dakota and North Dakota on Tuesday asked the U.S. Supreme Court to order Missouri River managers to give equal weight to recreation and the barge industry when allocating water.

The request to reconsider a court ruling from June is one of a mounting number of legal salvos between upstream and downstream interests.

If the Supreme Court takes the case, the ruling would not come until next fall. A favorable decision could dramatically affect five other lawsuits over the U.S. Army Corps of Engineers' control of flow.

"It would be a major change in the way the corps does business," said South Dakota Attorney General Larry Long. He said the court usually declines such requests, but the state has little to lose if it does.

But Chris Brescia, president of the downstream interest group MARC 2000, said denial of the request could be seen as support for the old ruling, which does not favor
South Dakota.

That ruling, by the 8th Circuit Court in June, said the Flood Control Act of 1944 gave priority to navigation and flood control over recreation and other uses of the
Missouri River.

That let the corps release water for barges in spring at the expense of rainbow smelt, the main food for walleye on
Lake Oahe, and thus the basis of a multi-million dollar recreational fishing industry.

Another case, brought by environmental groups in a different court, led to an order to protect endangered species by holding back water in summer, which the corps said was in conflict with the Flood Control Act.

To resolve the legal tangle, a panel moved the two cases, plus four others, to federal district court in
St. Paul.

Now, the
Dakotas want to send the 8th Circuit case straight to the Supreme Court. They argue the June ruling was based on an overly broad interpretation of a 1988 Supreme Court decision, and that the Flood Control Act does not prioritize the various uses of the Missouri.

The motion comes now because the state faced a filing deadline, Long said. The court will likely decide whether to take the case in a few months, and if it does, that would probably delay the other river cases.

Complicating the picture is a biological opinion issued Dec. 18, which says the corps must modify flows to help the endangered pallid sturgeon.

"Just prior to the release of this biological opinion, I really thought that we did have an opportunity, and were in the process of crafting a compromise to share water equitably, and now I think that opportunity is gone," Brescia said.

It is not clear if the new move by South and
North Dakota will accelerate that resolution.

But if the endangered species ruling stands, more lawsuits are certain,
Brescia said.

"We will not agree to a revised master manual that works to the detriment of flood control and navigation, and so it will end up in courts again."

 

Order Granting Preliminary Injunction in D.C. District Court

 

UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF COLUMBIA

AMERICAN RIVERS, et al., ::

Plaintiffs, ::

v. : Civil No. 03-241 (GK)

:

UNITED STATES ARMY CORPS :

OF ENGINEERS, et al., ::

Defendants. :

ORDER

Plaintiffs, a number of national and local environmental organizations, brought suit against the United States Army Corps of Engineers ("Corps"), the Secretary of the United States Army, the United States Fish and Wildlife Service ("FWS"), and the Secretary of the Interior, seeking to protect the endangered least tern, the endangered pallid sturgeon, and the threatened Great Plains piping plover, all of which are protected by the Endangered Species Act ("ESA"), 16 U.S.C. §§ 1531, et seq. Plaintiffs allege that the manner in which the Corps has operated the extensive dam and reservoir system on the Missouri River and the manner in which the FWS has carried out its statutory responsibilities under the ESA have adversely impacted the three species in question. Plaintiffs assert claims against the Corps and the Secretary of the Army under the ESA, the Flood Control Act of 1944, 33 U.S.C. §§ 701, et seq, and the Administrative Procedure Act, 5 U.S.C. §§ 701, et seq, and assert ESA and APA claims against FWS and the Secretary of the Interior.

This matter is now before the Court on Plaintiffs' Motion for Preliminary Injunction and  Defendants’ Motions to Strike. A motions hearing in this matter was held on July 2, 2003. Upon consideration of the Motions, Oppositions, Replies, amicus curiae and intervenor briefs, the arguments presented at the motions hearing, and the entire record herein, for the reasons set forth in the accompanying Memorandum Opinion, it is hereby ORDERED, that Defendants’ Motions to Strike [#58,60] are denied as moot; and it is further ORDERED that Plaintiffs' Motion for Preliminary Injunction [#47] is granted. The Corps is hereby enjoined from implementing the summer water flow provisions of the revised 2003 Annual Operation Plan, from taking any action that would implement or be consistent with the provisions relating to summer water flow contained in the 2003 Supplemental Biological Opinion, and from taking any action that would be inconsistent with the provisions relating to summer water flow contained in the 2000 Biological Opinion.

7/12/2003 /S/

DATE GLADYS KESSLER

UNITED STATES DISTRICT JUDGE

Copies To:

David A. Becker, Esq.
David John Hayes, Esq. 
Janice M. Schneider, Esq.
Julia A. Hatcher, Esq.
Latham & Watkins
555 Eleventh Street, N.W.
Suite 1000
Washington, D.C. 20004
Timothy D. Searchinger, Esq.
Environment Defense
1875 Connecticut Avenue, N.W.
Washington, D.C. 20009
Fred Russell Disheroon, Esq.
U.S. Department of Justice
Environment and Natural Resource Division
601 D Street, N.W.
Washington, D.C. 20004
James A. Maysonett, Esq.
U.S. Department of Justice
Environment & Natural Resources Division
Post Office Box 7369
Ben Franklin Station
Washington, D.C. 20044-7369
Charles M. Carvell, Esq.
ND Office of Attorney General
500 North Ninth Street
Bismarck, North Dakota 58501-4509
Joseph P. Bindbeutel
William J. Bryan
Shannon L. Haney
Missouri Attorney General's Office
Eighth Floor, Broadway Building
Post Office Box 899
Jefferson City, Missouri 65102
David D. Cookson
Attorney General’s Office
2115 State Capitol
Lincoln, Nebraska 68509

 

 

United States District Court,

D. North Dakota,

Southwestern Division.

 

STATE OF NORTH DAKOTA, et al., Plaintiffs,

and

State of South Dakota, and State of Nebraska, et al., Plaintiffs/Intervenors,

v.

THE UNITED STATES ARMY CORPS OF ENGINEERS, et. al., Defendants.

 

No. A1-03-050.

 

July 14, 2003.

 

 Dean J. Haas, Lyle Gregory Witham, Attorney General's Office, Civil Litigation, Bismarck, ND, for plaintiffs.

 

 Daniel W. Pinkston, U.S. Department of Justice, Environmental Defense Section, Denver, CO, Cameron W. Hayden, U.S. Attorney's Office, Bismarck, ND, Fred R. Disheroon, U.S. Department of Justice, Environment and Natural Resources, Washington, DC, for defendants.

 

 Daniel H. Israel, Boulder, CO, for amicus.

 

 Clark Jay Bormann, Bormann Law Office, Bismarck, ND, David D. Cookson, Nebraska Atty Gen's Office, Lincoln, NE, John P. Guhin, Attorney General's Office, Pierre, SD, for intervenor.

 

 

MEMORANDUM AND ORDER DENYING NORTH DAKOTA'S MOTION FOR A PRELIMINARY INJUNCTION

 

 DANIEL L. HOVLAND, Chief District Judge.

 

 I. PROCEDURAL HISTORY

 

 *1 This case arises out of the management and operation of the Missouri River and its attendant reservoirs. The matter before the Court is the State of North Dakota's Motion for a Preliminary Injunction. North Dakota seeks a preliminary injunction order stating:

that the Corps maintain a minimum cold water habitat in Lake Sakakawea of 200,000 acre-feet through September 30, 2003. The particular way to achieve the minimum 200,000 acre-feet should be left, however, to the Corps' management and discretion.

That a Special Master be appointed by the Court to monitor compliance with the order throughout the summer, and to make recommendations to the Court to address any changes or adjustments that may be needed based on higher or lower flows than anticipated in the Corps' June 1, 2003 forecast, or to address any unanticipated downstream impacts.

 

 On May 7, 2003, the Court extended an Ex Parte Temporary Restraining Order entered on April 29, 2003, by state district court Judge Gail Hagerty. On May 16, 2003, the Court again extended the Ex Parte Temporary Restraining Order until the end of May based on the consent of the Corps of Engineers, modified the Order to allow a maximum daily average release of 21,500 cfs from Garrison Dam, and suspended the requirement that the Corps of Engineers submit a compliance plan by May 19, 2003. On May 29, 2003, the Court granted the Corps of Engineers' Motion to Dissolve the Ex Part Temporary Restraining Order. On June 4, 2003, the Court held a hearing on both North Dakota's and South Dakota's Motions for Preliminary Injunctions, at which the parties submitted additional evidence and the Court heard testimony from several witnesses. The same day, June 4, 2003, the Eighth Circuit released its opinion in South Dakota v. Ubbelohde, 330 F.3d 1014 (8th Cir.2003). [FN1]

 

 

FN1. The Eighth Circuit combined several appeals involving the Missouri River and issued one opinion resolving the following cases: State of South Dakota, et al. v. Ubbelohde, et al., No. 01-2133SD; State of South Dakota, et al. v. Ubbelohde, No. 02-2144SD; State of South Dakota, et al. v. Ubbelohde, et al., No. 02-2185SD; State of South Dakota, et al. v. Ubbelohde, et al., No. 02-2178SD; State of Nebraska, et al. v. Ubbelohde, et al., No. 02-2191NE; State of North Dakota, et al. v. Ubbelohde, et al., No. 02-2305ND.

 

 

 This matter comes before the Court with a complex and lengthy history involving the dispute between the Corps of Engineers and the various Missouri River Basin states regarding the management of the Missouri River.. A more extensive review of the background of the case is set forth in the Court's Orders of May 16, 2003, and May 29, 2003. However, a brief summary is necessary to provide the backdrop to North Dakota's Motion for a Preliminary Injunction.  [FN2]

 

 

FN2. A Motion for Preliminary Injunction has also been made by South Dakota, and it will be the subject of a separate order.

 

 

 II. BACKGROUND

 

 On February 20, 2003, the North Dakota Department of Health issued a "Notice of Violation" to the Corps of Engineers alleging continuing violations and actions that threatened to violate North Dakota's water quality standards applicable to Garrison Dam and Lake Sakakawea. The Notice of Violation indicated that the North Dakota Department of Health may file suit against the Corps of Engineers. In essence, the Notice of Violation asserted that the Corps' management of Lake Sakakawea constitutes a form of "pollution" under state law which would threaten the lake's cold water fishery by decreasing the lake's water elevation.

 

 The State of North Dakota filed a complaint in state district court on April 29, 2003. In its complaint, the State alleged that the Corps of Engineers violated North Dakota's water quality standards in Lake Sakakawea through its operation of the Garrison Dam. It is alleged in the complaint, and the state district court found in its TRO, that Section 313(a) of the federal Clean Water Act constitutes a waiver of sovereign immunity, thus allowing states to sue federal entities for alleged violations of state water quality standards. See 33 U.S.C. §  1323(a). In essence, the State of North Dakota alleges that the Corps management of water levels in Lake Sakakawea during the summer months will violate North Dakota's water quality standards as it relates to the maintenance of a cold water fishery in Lake Sakakawea.

 

 *2 The State of North Dakota contends that the Corps of Engineers' management of the Missouri River Mainstem Reservoir System, and particularly the management of the release of waters from Garrison Dam, constitutes a form of "pollution" because it is a "man-made or man-induced" change that has altered the physical, chemical, and biological integrity of Lake Sakakawea. According to the State, adherence to the Corps of Engineers' April 1, 2003, and May 1, 2003, projected forecast and its current Annual Operating Plan will result in no cold water fish habitat remaining in Lake Sakakawea by the end of the summer of 2003. However, based on the June 1, 2003, forecast, approximately 173,340 acre-feet of cold water habitat would remain at the end of September 2003. It is undisputed that at the present time, no specific violations of North Dakota law or of water quality regulations have occurred. [FN3]

 

 

FN3. Although the State of North Dakota characterizes the Corps' actions as constituting "apparent continuing violations," in its Notice of Violation the State uses language that refers to future violations rather than current violations; for example "will likely cause," "likely to cause," and "will likely occur." At the June 4, 2003, hearing Mike Sauer of the North Dakota Department of Health conceded that the Corps was not currently violating North Dakota water quality standards.

 

 

 The State of North Dakota is seeking injunctive relief to (1) maintain a minimum cold water habitat in Lake Sakakawea of 200,000 acre-feet through September 30, 2003; and (2) to appoint a Special Master to monitor compliance with the preliminary injunction throughout the summer. North Dakota contends that the survival of the cold water fishery in Lake Sakakawea this summer is dependent upon (1) the average elevation of Lake Sakakawea in May before it stratifies; and (2) the amount that inflow into the lake exceeds outflow during the months of June, July, and August.. The first factor is now moot because the State's initial concern about maintaining the average elevation of Lake Sakakawea in May before it stratified has been addressed. Thus, the issue of whether to grant a preliminary injunction focuses on the amount of inflow and outflow at Lake Sakakawea for the remainder of the summer months.

 

 Since the original filing in North Dakota state district court, the case was removed to federal district court, and the States of Nebraska and South Dakota have been allowed to intervene. To summarize the current litigation, North Dakota seeks injunctive relief that would limit releases from Garrison Dam throughout the summer of 2003. South Dakota wants the Court to order that water elevations in other mainstem reservoirs not be lowered in order to raise the elevation of Lake Sakakawea and specifically wants to prevent the lowering of water elevations in Lake Oahe. The State of Nebraska wants the Corps of Engineers to comply with the 2003 Annual Operating Plan forecast which means drawing down the water levels from the upper reservoirs throughout the summer to support the Endangered Species Act, navigation, and other downstream needs. The diverse interests of the states and their needs for adequate water levels in the Missouri River and its reservoirs come at a time when this region of the country is experiencing its fourth year of drought conditions.

 

 III. LEGAL DISCUSSION

 

 In determining whether preliminary injunctive relief should issue, the Court is required to consider the factors set forth in Dataphase Systems, Inc., v. C.L. Sys. Inc., 640 F.2d 109, 114 (8th Cir.1981) (en banc ). The Eighth Circuit summarized those factors as follows:

*3 When considering a motion for a preliminary injunction, a district court weighs the movant's probability of success on the merits, the threat of irreparable harm to the movant absent the injunction, the balance between harm and the injury that the injunction's issuance would inflict on other interested parties, and the public interest. Dataphase Systems, Inc. v. C.L. Sys, Inc., 640 F.2d 108, 114 (8th Cir.1981) (en banc ). We reverse the issuance of a preliminary injunction only if the issuance "is the product of an abuse of discretion or misplaced reliance on an erroneous legal premise." City of Timberlake v. Cheyenne River Sioux Tribe, 10 F.3d 554, 556 (8th Cir.1993) cert. denied 512 U.S. 1236, 114 S.Ct. 2741, 129 L.Ed.2d 861 (1994).

  Pottengen v. Missouri State High School Activities Association, 40 F.3d 926, 929 (8th Cir.1994).

 

 The burden of establishing the necessity of a preliminary injunction is on the movant. Baker Electric Co-op Inc. v. Chaske, 28 F.3d 1466, 1472 (8th Cir.1994); Modern Computer Systems, Inc. v. Modern Banking System, Inc., 871 F.2d 734, 737 (8th Cir.1989) (en banc ). "No single factor in itself is dispositive; in each case all of the factors must be considered to determine whether on balance they weigh towards granting the injunction." Baker Electric Co-op, 28 F.3d 1472 (quoting Calvin Klein Cosmetics Corp. v. Lenox Labs, Inc., 815 F.2d 500, 503 (8th Cir.1987)). The granting of a preliminary injunction is an extraordinary remedy and the right to such relief must be clearly established by the movant. Brookins v. Wissota Promoters Ass'n, Inc., 142 F.Supp.2d 1149, 1151 (D.N.D.2000). The Court will address each of the Dataphase factors.

 

 A. PROBABILITY OF SUCCESS ON THE MERITS

 

 To succeed on the merits, North Dakota must clear several hurdles including issues pertaining to the availability of judicial review, sovereign immunity, and the application of water quality standards.

 

 1. AVAILABILITY OF JUDICIAL REVIEW

 

 In prior litigation between various Missouri River Basin states and the Corp of Engineers, the Corps has argued that federal district courts lacked jurisdiction to review management decisions of the Corps because these decision were "committed to agency discretion by law" under 5 U.S.C. §  701(a)(2). See e.g., Brief of Appellant, p. 23, State of North Dakota v. Ubbelohde, No. 02- 2305. This very issue was recently resolved by the Eighth Circuit Court of Appeals in the case of South Dakota v. Ubbelohde, 330 F.3d 1014 (8th Cir.2003), a decision issued on June 4, 2003.

 

 In South Dakota v. Ubbelohde, the Eighth Circuit directly addressed the issue of whether the Corps of Engineers' actions are subject to judicial review. The Eighth Circuit rejected the Corps of Engineers' argument that its actions are not subject to judicial review and held that the Corps' actions are constrained both by the Flood Control Act of 1944 and the Master Manual. 330 F.3d 1014, 1027-1029. The Eighth Circuit concluded that courts could (1) review the Corps of Engineers' compliance with the Flood Control Act which mandates the Corps must consider the various interests (flood control, navigation, recreations, and other interests) before making a decision, and (2) review the Corps' compliance with the Master Manual which directs the operation of the Missouri River.

 

 *4 Here, the State of North Dakota's claim is based on a different theory and body of law than its previous claim, although the relief the State seeks appears to be nearly identical. North Dakota's current claim is based on the Corps' alleged violation of the federal Clean Water Act and North Dakota water quality standards rather than on the Corps' alleged violation of the Flood Control Act or the Master Manual. Thus, although it provides substantial guidance, the South Dakota v. Ubbelohde decision is not dispositive as to the issue of availability of judicial review.

 

 The Ninth Circuit has held that "[u]nder the Clean Water Act, all federal agencies must comply with state water quality standards.... 33 U.S.C. §  1323(a). Judicial review of this requirement is available under the Administrative Procedure Act." Oregon Natural Resources Council v. United States Forest Service, 834 F.2d 842, 852 (9th Cir.1987); see also National Wildlife Federation v. United States Army Corps of Engineers, 132 F. Supp 2d 876, 878 (D.Or.2001) (finding that the court had jurisdiction to review claims that the Corps was "violating the Clean Water Act by not complying with the water quality standards of the State of Washington"). [FN4] Thus, it appears the Corps' compliance with the Clean Water Act is subject to judicial review.

 

 

FN4. The contrary conclusion was reached by a Pennsylvania district court when environmental groups sought to force the Corps to comply with the Water Resources Development Act of 1990, which set forth the general directive that "environmental protection [shall be included] as one of the primary missions of the Corps of Engineers in planning, designing, constructing, operating, and maintaining water resources projects." See Raymond Proffit Foundation v. U.S. Army Corps of Engineers, 175 F.Supp.2d 755, (E.D.Penn.2001) (holding that because "[t]he text of §  2316 provides only a general statement that established environmental protection as one of the Corps' primary missions [and ] gives no guidance on how this mission is to be carried out ... §   2316 falls under the §  701(a) exception for cases where 'agency action is committed to agency discretion by law' [and thus, is not capable of review by a court]").

 

 

 2. SOVEREIGN IMMUNITY

 

 The next hurdle the State of North Dakota must clear involves the Corps of Engineers' claim of sovereign immunity. North Dakota argues that Section 313 of the Clean Water Act [33 U.S.C. §  1323] constitutes a waiver of sovereign immunity. Section 313 of the Clean Water Act provides, as follows:

(a) Each department, agency, or instrumentality of the executive, legislative, and judicial branches of the Federal Government (1) having jurisdiction over any property or facility, or (2) engaged in any activity resulting, or which may result, in the discharge or runoff of pollutants, and each officer, agent or employee thereof in the performance of his official duties, shall be subject to, and comply with, all Federal, State, interstate, and local requirements, administrative authority, and process and sanctions respecting the control and abatement of water pollution in the same manner, and to the same extent as any nongovernmental entity including the payment of reasonable service charges.

  For additional support, North Dakota cites to National Wildlife Federation v. United States Army Corps of Engineers, 92 F.Supp.2d 1072, 1081 (D.Or.2000), where the court found that "[u]nder the Clean Water Act, all federal agencies must comply with state water quality standards" and to Executive Order 12088, 43 Fed.Reg. 27,707 (Oct. 12, 1978), where President Carter ordered executive agencies to comply with the Clean Water Act as well as other federal environmental standards.

 

 North Dakota also refers the Court to the legislative history of Section 313 of the Clean Water Act. The Clean Water Act was amended in 1977 in response to an Eighth Circuit decision, Minnesota v. Hoffman, 543 F.2d 1198 (8th Cir.1976), cert. denied, 430 U.S. 977 (1977), which held that the Corps of Engineers was exempt from Sections 313 and 404 of the Clean Water Act when conducting dredging activities. A portion of the Clean Water Act's legislative history states:

*5 The act has been amended to indicate unequivocally that all Federal facilities and activities are subject to all of the provisions of State and local pollution laws. Though this was the intent of Congress in passing the 1972 Federal Water Pollution Control Act Amendments, the Supreme Court, encouraged by Federal agencies, has misconstrued the original intent.

Since the substantive requirements of the act and of State and local law would be unenforceable unless procedural provision were also met, section 313 is amended to specify that, as in the case of air pollution, a Federal facility is subject to any Federal, State, and local requirement respecting the control or abatement of water pollution, both substantive and procedural, to the same extent as any person is subject to these requirements. This includes, but is not limited to, requirements to obtain operating and construction permits, reporting and monitoring requirements, any provisions for injunctive relief and such sanctions imposed by a court to enforce such relief, and the payment of reasonable service charges....

The amendment to section 404 clarifies the intent of Congress relative to the dredging activities of the U.S. Army Corps of Engineers to maintain navigation on the Nation's waterways is in the national interest. However, Corps dredging activities, like any municipal or industrial discharge to the Nation's waters, or any private dredging activities, should be conducted in compliance with applicable State water quality standards. The Corps, like other Federal agencies, should be bound by the same requirements as any other discharger into public waters.

By this amendment, the committee clarifies that Corps dredging activities are not exempt from State pollution abatement requirements. In spite of language in section 313 in the Senate report on the 1972 act, that "requires every Federal agency with control over any activity or real property, to provide national leadership in the control of water pollution in such operations", the Supreme Court ruling in the Minnesota case would otherwise free corps-conducted dredging from compliance with State water quality standards. The intention of the 1972 act was not to exempt the Corps or any other public or private agency from State water quality standards and the interpretation of section 404 by the courts is at variance with the intent of Congress....

This amendment to section 404 is neither intended nor expected to result in compromising the ability of the Corps to maintain navigation. The States that have taken administrative and judicial action to seek Corps compliance with water quality standards have a comparable interest in the movement of commerce on waterways maintained by corps dredging. The committee expects that such States will act both to insure compliance with water quality standards and continued corps dredging activities.

  S.Rep. No. 95-370, at 68-69 (1977), reprinted in 1977 U.S.C.C .A.N. 4326, 4393. North Dakota argues that Section 313 when read in conjunction with the 1977 amendments, shows that the Corps of Engineers must comply with state water quality standards. Finally, North Dakota contends that the Corps should be able to operate the Missouri River Mainstem Reservoir System in a manner that complies with both the Clean Water Act and the Master Manual.

 

 *6 The Corps of Engineers argues that the waiver of sovereign immunity set forth in Section 313 is not a complete waiver and specifically points to Section 511 [33 U.S.C. §  1371] which provides as follows:

 

 This chapter shall not be construed as

(1) limiting the authority or functions of any officer or agency of the United States under any other law or regulation not inconsistent with this chapter;

(2) affecting or impairing the authority of the Secretary of the Army

(A) to maintain navigation or

(B) under the Act of March 3, 1899 (30 Stat. 1122); except that any permit issued under section 1344 of this title shall be conclusive as to the effect on water quality of any discharge resulting from any activity subject to section 403 of this title, or

(3) affecting or impairing the provision of any treaty of the United States.

  (emphasis added). The Corps of Engineers asserts that an injunction precluding necessary releases of water would not be sufficient to provide minimum service to navigation. The Corps also characterizes the current situation as the precise type of fact pattern that Section 511 was enacted to address. The Corps acknowledges that its obligation to "maintain navigation" does not always trump the Clean Water Act. However, the Corps contends that when it is faced with what it calls an "either-or-situation," the Corps ability to maintain navigation is not subject to state water quality standards.

 

 The Corps of Engineers also contends that the Eighth Circuit decision in  State of Missouri ex rel. Ashcroft v. Dep't of the Army, 672 F.2d 1297 (8th Cir.1982) bars North Dakota's claims. In the Missouri case, the plaintiffs argued that the Corps was discharging pollutants into the Sac River through its construction and operation of a dam and power generator, and that this constituted a violation of the Clean Water Act and Missouri state water quality laws. The Eighth Circuit held that the federal Clean Water Act "subjects the Corps of Engineers to state water quality laws only if it were causing 'the discharge or runoff of pollutants.' " Id. at 1304. Although the Missouri decision may be helpful to the Corps' other arguments, the decision did not touch on issues of sovereign immunity and does not bolster the Corps' sovereign immunity argument.

 

 While there is no question that Section 313 of the Clean Water Act [33 U.S.C. §  1323] constitutes a partial waiver of sovereign immunity, there is also no question that Section 511 [33 U.S.C. §  1371] provides sovereign immunity protection for the Corps of Engineers when compliance with the Clean Water Act may "affect or impair" the authority of the Corps of Engineers to "maintain navigation." Thus, the issue becomes whether compliance with North Dakota's water quality standards would "affect or impair" the Corps of Engineers' ability to maintain navigation. [FN5] Even though the Corps has not specified how or why the relief North Dakota seeks would "affect or impair" the Corps' ability to "maintain navigation," the fact that the Corps of Engineers may be able to successfully argue it is immune from suit is a factor which weighs heavily against North Dakota's probability of success on the merits. This finding is further supported by the recent pronouncement of the Eighth Circuit Court of Appeals in South Dakota v. Ubbelohde.

 

 

FN5. The issue of sovereign immunity was not addressed in the Oregon case cited by North Dakota, and it is unclear whether the river system in question there was used for navigation. National Wildlife Federation v. United States Army Corps of Engineers, 132 F.Supp.2d 876 (D.Or.2001); National Wildlife Federation v. United States Army Corps of Engineers, 92 F.Supp.2d 1072 (D.Or.2000).

 

 

 3. WATER QUALITY STANDARDS

 

 *7 North Dakota's complaint alleges that the Corps of Engineers Annual Operating Plan (AOP) for 2003 creates violations of North Dakota's water quality laws. North Dakota's ability to enact and enforce water quality standards is outlined by the Federal Water and Pollution Control Act.

 

 The Federal Water and Pollution Control Act, commonly referred to as the Clean Water Act, 33 U.S.C. §  1251 et. seq. was designed to "restore and maintain the chemical, physical, and biological integrity of the nation's waters." 33 U.S.C. §  1251(a). The Clean Water Act provides for two primary sets of water quality measures: effluent limitations, found in 33 U.S.C. §  1311, and water quality standards, found in 33 U.S.C. §  1313.

 

 The effluent limitations section focuses on the control of individual discharges from "point sources" into the navigable waters. A "point source" is defined as "any discernable, confined, and discrete conveyance" such as a pipe, ditch, or conduit from which "pollutants" may be discharged in navigable waters. See 33 U.S.C. §  1362(14). The Clean Water Act provides that the discharge of any "pollutant" by any person shall be unlawful. The term "pollutant" is defined as "dredged spoil, solid waste, incinerator residue, sewage, garbage, sewage sludge, munitions, chemical wastes, biological materials, radioactive materials, heat, wrecked or discarded equipment, rock, sand, cellar dirt and industrial, municipal, and agricultural waste discharged into water." See 33 U.S.C. §  1362(6). The term "pollution" as opposed to "pollutant" has a broader definition under federal law and means the "man-made or man-induced alteration of the chemical, physical, biological, and radiological integrity of the water." See 33 U.S.C. §  1362(19). The courts have determined that the release of water from dams does not equate with the addition of "pollutants" to navigable waters. See National Wildlife Federation v. Gorsuch, 693 F.2d 156 (D.C.Cir.1982); Missouri ex rel. Ashcroft v. Dept. of the Army, 672 F.2d 1297, 1303-1304 (8th Cir.1982).. However, few courts have tackled the issue of whether the operation of dams may create "pollution."

 

 North Dakota has not alleged that the Corps of Engineers is discharging pollutants into the Missouri River in violation of Sections 301 [33 U.S.C. §  1311] and 402 [33 U.S.C. §  1342] of the Clean Water Act. In fact, North Dakota has specifically stated that its cause of action does not arise under the Clean Water Act's permitting system, which regulates the discharge of pollutants into navigable waters. See 33 U.S.C. § §  1311, 1342. Although previous decisions regarding the Corps of Engineers activities as it relates to the discharge of pollutants may be somewhat analogous to North Dakota's claims, they do not resolve the question of whether the Corps of Engineers is subject to state water quality standards under Section 303 of the Clean Water Act which regulates pollution rather than the discharge of pollutants. See e.g., State of Missouri ex rel. Ashcroft v. Dep't of the Army, 672 F.2d 1297 (8th Cir.1982) (holding discharges from dams could not be classified as the runoff of a pollutant); National Wildlife Federation v. Gorsuch, 693 F.2d. 156 (D.C.Cir.1982) (holding dam-induced water quality changes do not constitute "discharge of a pollutant" under 33 U.S.C. §  1362(12)).

 

 *8 Under Section 303, the Clean Water Act directs each state to establish its own water quality standards subject to the procedures set forth in federal statutes and regulations. See 33 U.S.C. §  1313. State water quality standards must contain three elements, (1) designated uses, (2) numeric or narrative water quality criteria, and (3) antidegradation rules. 40 C.F.R. §  131.6(a), 136.11(a)(1), 131.11(b)(1) and (b)(2), 131.6(d), 131.12. There is no mechanism in the Clean Water Act for the enforcement of water quality standards adopted by the states; rather the enforcement is left to the states.

 

 On March 27, 2003, North Dakota Governor John Hoeven signed an emergency bill amending North Dakota's water quality statute which enabled this action to be brought by the State. Section 61-28-06(1) of the North Dakota Century Code as amended states in relevant part as follows:

1. It shall be unlawful for any person:

a. To cause pollution of any waters of the state or to place or cause to be placed any wastes in a location where they are likely to cause pollution of any waters of the state; and

b. To discharge any wastes into any waters of the state or to otherwise cause pollution which reduces the quality of such waters below the water quality standards established therefor by the department.

The statute also provides that:

3. Notwithstanding any other provisions of this chapter, and except as in compliance with the provisions of this chapter, and any rules and regulations promulgated hereunder, the discharge of any wastes or the violation of any water quality standards, by any person shall be unlawful. The department may seek injunctive relief for a threatened or continuing violation of a water quality standard, including any violations of the narrative standards, if the department determines that the violation will substantially interfere with or cause or threaten to cause long-term or irreparable harm to waters of this state that the department determines has statewide or regional significance or has a substantial impact to a local community. The authority to seek injunctive relief for a violation of the water quality standards, including violations of the narrative standards, is limited to the department, after obtaining written approval of the governor, and may not be enforced by any other person.

  N.D.C.C. §  61-28-06(3) (amending language underlined). "Person" is defined in the statute to include "any state or federal agency or entity responsible for managing a state or federal facility." N.D.C.C. §  61-28-02(5). "Pollution" is defined as "the manmade or man-induced alteration of the physical, chemical, biological, or radiological integrity of any waters of the state." N.D.C.C. §  61-28-02(7). This is virtually the same definition of "pollution" found in the federal Clean Water Act. North Dakota's regulatory schemes are also similar to the anti-pollution laws and regulations of each of the states that border the Missouri River.

 

 *9 A review of litigation involving the Corps of Engineers and its operations of dams reveals few situations where states have attempted to enforce their water quality standards, but at least one other federal district court has grappled with an alleged violation of state water quality standards by the Corps of Engineers. [FN6] In National Wildlife Federation v. United States Army Corps of Engineers, 132 F.Supp.2d 876, 878 (D.Ore.2001), the Federal District Court for the District of Oregon found it had jurisdiction to review claims that the Corps of Engineers was "violating the Clean Water Act by not complying with the water quality standards of the State of Washington" and cited to a line of Ninth Circuit opinions to supports its conclusion. Id. at 889 (citing Idaho Sporting Congress v. Thomas, 137 F.3d 1146, 1153 (9th Cir.1998); Oregon Natural Resources Council v. Lyng, 882 F.2d 1417, 1424 (9th Cir.1989); Oregon Natural Resources Council v. United States Forest Service, 834 F.2d 842, 848 (9th Cir.1987)).

 

 

FN6. The concept that state water quality standards should apply to the activities of the Corps of Engineers was noted in National Wildlife Federation v. Gorsuch, 693 F.2d 156, 182 (D.C.Cir.1982), where the court stated that statewide water quality plan may be the better regulatory tool to address "dam-caused pollution." The court also noted that new dams cannot be built unless they comply with state water quality standards and cited to an example in South Carolina where the Corps of Engineers agreed to meet state water quality standards and include a method to remedy anticipated low dissolved oxygen problems in its construction plan for a new dam. Id. at 183 n. 78.

 

 

 In National Wildlife Federation, various environmental groups from Oregon and Washington filed suit against the Corps of Engineers alleging that the actions of the Corps in operating four dams on the Lower Snake River violated the Clean Water Act. The Lower Snake River runs through the southeast corner of the State of Washington, and empties into the Columbia River near Kennewick, Washington. The Corps of Engineers owns and operates four power projects and dams--Ice Harbor, Lower Monumental, Little Goose, and Lower Granite--as part of the Federal Columbia River Power System. National Wildlife Federation v. United States Army Corps of Engineers, 92 F.Supp.2d 1072, 1074 (D.Or.2000).. The plaintiffs alleged that the water quality standard violations constituted "serious, long-standing, and ongoing violations of federal law that have degraded water quality, impaired beneficial uses, and pushed imperiled salmon and steelhead species to the brink of extinction." Id. The Corps responded by arguing that (1) it attempted to comply with state water quality standards, (2) its decisions regarding compliance with water quality standards were reasonable, and (3) any temperature exceedences were not caused by the Corps of Engineers' operation of the dams, but rather were caused by the fact that the dams existed. 132 F.Supp.2d 876, 888-92.

 

 The court stated it must determine whether the actions of the Corps of Engineers were arbitrary, capricious, an abuse of discretion or otherwise not in accordance with law. 132 F.Supp.2d 876, 878-79.. "In determining whether the Corps' decision ... regarding the operation of the dams were arbitrary and capricious, the court must 'consider whether the decision was based on a consideration of the relevant factors and whether there has been a clear error of judgment.' " Id. at 879. The court reviewed portions of the administrative record available and found that it was "not possible to conclude that the Corps complied with its legal obligations under the Clean Water Act when it made the decisions ... based upon a review of the decisions themselves." Id. at 890.

 

 *10 The court rejected an argument by the Corps of Engineers that it was not able to comply with Washington water quality standards because of the Endangered Species Act and stated "the Endangered Species Act and the Clean Water Act 'should be read together, so that compliance with one statute does not come at the expense of the other.' " Id. at 891. The court ultimately found that the Corps had not complied with its legal obligations under the Clean Water Act because it had not considered all the relevant factors. Id. at 895. The court concluded by stating that since the claim was not an enforcement action under the Clean Water Act, the proper remedy was to remand the matter back to the agency for additional investigation and explanation. Id. at 895.

 

 North Dakota's claims are similar to those asserted by the plaintiffs in  National Wildlife Federation. North Dakota asserts that the Corps of Engineers must comply with the Clean Water Act and state water quality standards. Just as in National Wildlife Federation, North Dakota contends the Corps of Engineers' management decisions have resulted in alleged violations of North Dakota water quality standards. At the outset, it appears the National Wildlife Federation decision would support North Dakota's motion for a preliminary injunction, but a closer look reveals that North Dakota has failed to set forth a case that is likely to succeed on the merits.

 

 Although this action is in the early stages of litigation, North Dakota has not attempted to show whether the Corps of Engineers sought to comply with the Clean Water Act and state water quality standards or whether the Corps of Engineers considered the effect its 2003 Annual Operating Plan would have on the Clean Water Act and state water quality standards. Instead, North Dakota has alleged future violations of the Clean Water Act and state water quality standards. North Dakota's failure to show either how the Corps of Engineers failed to "consider the relevant factors" when making its operational decisions for 2003 or how the Corps of Engineers is currently in violation of the Clean Water Act or state water quality standards weighs against its success on the merits because North Dakota has not set forth sufficient evidence to show the Corps of Engineers acted in an arbitrary or capricious manner--the standard for such an action.

 

 In addition, the enforcement of North Dakota's water quality standards cannot be considered in a vacuum. One significant difference between the National Wildlife Federation case and the current litigation is that the National Wildlife Federation case involved a series of dams which were all located in the same state, thus requiring the enforcement of only one set of water quality standards. In the present action, when the Corps of Engineers allegedly causes violations of North Dakota's water quality standards, and water levels are held back to protect the cold water fishery and the biological integrity of Lake Sakakawea, then other downstream states may assert similar violations of their respective water quality standards. Nebraska and South Dakota have already intervened in this action to protect their own interests, which to this point have not proven to be completely congruent with North Dakota's. Thus, the complexity of the issues present in North Dakota's claim to enforce its water quality standards appears to lessen the probability of North Dakota's success on the merits.